In early 2001 the tribal organization reached out to the Office
for Tribal Self-Governance (OTSG) within the federal agency, and
asked them to provide assistance in resolving the issues. OTSG
requested the assistance of Carr, Swanson & Randolph (CSR), a
firm specializing in mediation, facilitation, partnering and dispute
systems design to assist. CSR assigned Pete Swanson, a partner
with the firm, as the project manager. He had extensive knowledge
and experience with tribal policy and disputes. These included
resolution of conflicts on federal policy related to tribal self-determination;
self-governance; public health and safety standards for gaming
facilities; Indian Housing formulas, etc.
Strong institutional differences and diverse and divisive personal
interests characterized this dispute. Over the course of 16 months,
CSR worked with the parties to resolve the outstanding issues
clarify and formalize the working relationship between the federal
organization and its new tribal partner. This facilitated a change
in the culture of interaction and communications between the two
organizations. Among the most innovative tools created by the
parties during this initiative was a “communications” protocol.
This document provided a guide that enabled participants to actively
participate in managing the relationship, a memorial to the extremely
hard work that had been done in forging the new relationship,
as well as a formal agreement that provided the basis for building
renewed trust in interactions. This document served as a key component
of the formalized institutional relationship. All parties acknowledged
that without formally addressing how they related as individuals
and organizations there could never be an effective relationship
between the two institutions. The communications protocol therefore
served as a backbone for all the protocols and agreements that
followed. Built into the communication protocol was an enforcement
mechanism to allow it to become a living document. Both parties
are eager to share this model as an example for other organizations
around the country to follow. Other accomplishments resulting
from the intervention are as follows:
Technical:
- Established agreements on the access and use of project related
materials relevant to the management of both organizations.
- Established protocols for the development and completion of
Community Project Agreements (CPA).
- Have prioritized issues for guideline development, continuing
to build processes and opportunities to amicably resolve differences
of opinion. These include: environmental review procedures,
database management, third party contributions, project closeouts,
and account administration.
- Organized and communicated information related to the responsibilities
that require interaction between the two organizations (Calendar
of Events).
- Established agreements on the access to information/files.
- Initiated discussion on the reconciliation of “Transitional
Projects”.
- Established a workgroup that resolved administrative issues.
Organizational:
- Created a model, representative of how the different groups
viewed the relationship. This model included government – to
– government relationships, advocacy, consultation, customer
supplier relationships, and program management.
- Identified roles and responsibilities of groups and individuals
related to day-to-day operations.
Relationship:
- Reestablished communication between primary decision makers
within the agencies.
- Actively addressed and resolved emotional tension and conflict
between organizational members that prevented collaborative
work relationships.
- Provided organizational members with enhanced abilities to
understand and manage conflict.
- Established the opportunity for both organizations to participate
in maintaining positive relationships. Provided the structure
for facilitated monthly meetings between organizations and weekly
meetings between primary decision makers.
Many of the items listed above cannot be viewed
in isolation. Many of the technical accomplishments were made
possible by the progress made in resolving hardened positions
by the primary decision makers and addressing emotional trauma
experienced by individuals. In addition, the weekly and monthly
meetings and recording of protocols provided the structure to
facilitate continued progress on building positive interpersonal
relationships and the opportunity to continue to address difficult
issues.